Self regulation

4 items, ordered by date.

1. Letter, dated 28 July 1992, from Grant Thornton

Comments on implementation by self-regulation vs legislation, applicability to smaller companies, non-executive directors and going concern.

2. Letter, dated 30 July 1992, and comments from NN Graham Maw, Rowe & Maw

Comments on the Code of Best Practice and sets out the author’s own code besides commenting on other issues in the report, especially enforcement of the Code.

3. Correspondence with John Holland, November 1994, about financial institutions and their role in corporate governance

Includes full text of paper, Self regulation and the financial aspects of corporate governance.

4. Letter, dated 14 August 1995, from Nigel Peace, DTI

Letter discusses proposed amendments to the Stock Exchange listing rules and its aim to establish itself as an effective regulator.